Broadcom (AVGO) insider trading and SEC filings
Broadcom Inc. · Nasdaq · Semiconductors & Related Devices
Company facts
What Broadcom tells the SEC about itself on the same registration record these filings come from.
- Industry (SIC) — Semiconductors & Related Devices
- Exchange — Nasdaq
- Filer category — Large accelerated filer
- Fiscal year end — November 1
- State of incorporation — —
- Former names — Broadcom Ltd (2018-2018)
AVGO insider transactions
Officers, directors and 10% owners must tell the SEC when they buy or sell Broadcom stock, within two business days. These are the most recent, straight from EDGAR.
I read the 8 insider filings below, filed between Jul 1 and Sep 25, 2026, all on Form 4. Each one is about Broadcom stock and links to the original on EDGAR. They name 5 insiders: 3 directors and 2 officers. Of the filings, 5 report an open-market sale, 2 shares withheld for tax, and 2 a gift (some filings report more than one type). None of the 5 filings reporting a sale also reports an option exercise by the same person on the same trade date. Broadcom's SEC record shows its latest 10-K filed Dec 18, 2025, its latest 10-Q Sep 10, 2026, and its latest 8-K Sep 2, 2026.
| Form | Filed | Insider | Transaction | Price | Trade date | Shares held after | Ownership | |
|---|---|---|---|---|---|---|---|---|
| 4 | 2026-09-25 | HENRY SAMUELI — Director | Open-market sale · 702,190 shares across 16 transactions | $354.71-$361.79 | Sep 23, 2026 | 35,882,698 | Indirect — See Footnote | Filing |
| Gift · 72,474 shares | — | Sep 23, 2026 | 35,810,224 | Indirect — See Footnote | ||||
| 4 | 2026-09-17 | O'Toole Amie Thuener — Chief Financial Officer | Shares withheld for tax or exercise cost · 1,554 shares | $339.27 | Sep 15, 2026 | 48,597 | Direct | Filing |
| 4 | 2026-09-17 | Brazeal Mark David — Chief Legal & Corp Affairs Ofc | Shares withheld for tax or exercise cost · 8,059 shares | $339.27 | Sep 15, 2026 | 186,930 | Direct | Filing |
| 4 | 2026-07-14 | DELLY GAYLA J — Director | Gift · 500 shares | — | Jul 10, 2026 | 30,826 | Direct | Filing |
| 4 | 2026-07-14 | Brazeal Mark David — Chief Legal & Corp Affairs Ofc | Open-market sale · 25,000 shares | $401.329 | Jul 10, 2026 | 194,989 | Direct | Filing |
| 4 | 2026-07-10 | DELLY GAYLA J — Director | Open-market sale · 1,890 shares | $385.38 | Jul 8, 2026 | 31,326 | Direct | Filing |
| 4 | 2026-07-10 | Brazeal Mark David — Chief Legal & Corp Affairs Ofc | Open-market sale · 25,000 shares | $379.188 | Jul 8, 2026 | 219,989 | Direct | Filing |
| 4 | 2026-07-01 | JUSTINE PAGE — Director | Open-market sale · 1,602 shares | $373.855 | Jun 29, 2026 | 17,426 | Direct | Filing |
Transaction wording follows the code on the filing itself — what each Form 4 code means. An option exercise or a tax withholding is not a market decision, and is not shown as one.
- Form 4 — An insider bought or sold company stock
Get AVGO's filings, read.
Other recent Broadcom filings
| Form | Filed | Document |
|---|---|---|
| 10-Q | 2026-09-10 | 10-Q |
| 8-K | 2026-09-02 | 8-K |
| 8-K | 2026-07-06 | 8-K |
| 8-K | 2026-06-18 | 8-K |
| 8-K | 2026-06-11 | 8-K |
| 10-Q | 2026-06-09 | 10-Q |
| 8-K | 2026-06-03 | 8-K |
| 10-K | 2025-12-18 | 10-K |
Reading these accurately
A Form 4 records what happened, precisely and on the record — it has no field for why. A sale can be scheduled months in advance under a Rule 10b5-1 plan, and vesting and option exercises appear alongside open-market decisions. The fuller version is in what insider buying and selling actually signals; to look up any other company, use the insider filing tracker.
Insider filings for other companies
Companies filing in the same sector, and other names Pip tracks.